What is an Emotion? by
William James (1884)
First published in Mind, 9, 188-205.
The physiologists who, during the past few years, have been so
industriously exploring the functions of the brain, have limited their
attempts at explanation to its cognitive and volitional performances.
Dividing the brain into sensorial and motor centres, they have found their
division to be exactly paralleled by the analysis made by empirical
psychology, of the perceptive and volitional parts of the mind into their
simplest elements. But the aesthetic sphere of the mind, its
longings, its pleasures and pains, and its emotions, have been so ignored
in all these researches that one is tempted to suppose that if either Dr.
Ferrier or Dr. Munk were asked for a theory in brain-terms of the latter
mental facts, they might both reply, either that they had as yet bestowed
no thought upon the subject, or that they had found it so difficult to
make distinct hypotheses, that the matter lay for them among the problems
of the future, only to be taken up after the simpler ones of the present
should have been definitively solved.
And yet it is even now certain that of two things concerning the
emotions, one must be true. Either separate and special centres, affected
to them alone, are their brain-seat, or else they correspond to processes
occurring in the motor and sensory centres, already assigned, or in others
like them, not yet mapped out. If the former be the case we must deny the
current view, and hold the cortex to be something more than the surface of
"projection" for every sensitive spot and every muscle in the body. If the
latter be the case, we must ask whether the emotional "process" in the
sensory or motor centre be an altogether peculiar one, or whether it
resembles the ordinary perceptive processes of which those centres are
already recognised to be the seat. The purpose of the following pages is
to show that the last alternative comes nearest to the truth, and that the
emotional brain-processes no only resemble the ordinary sensorial
brain-processes, but in very truth are nothing but such processes
variously combined. The main result of this will be to simplify our
notions of the possible complications of brain-physiology, and to make us
see that we have already a brain-scheme in our hands whose appli [p.189]
cations are much wider than its authors dreamed. But although this seems
to be the chief result of the arguments I am to urge, I should say that
they were not originally framed for the sake of any such result. They grew
out of fragmentary introspective observations, and it was only when these
had already combined into a theory that the thought of the simplification
the theory might bring to cerebral physiology occurred to me, and made it
seem more important than before.
I should say first of all that the only emotions I propose expressly to
consider here are those that have a distinct bodily expression. That there
are feelings of pleasure and displeasure, of interest and excitement,
bound up with mental operations, but having no obvious bodily expression
for their consequence, would, I suppose, be held true by most readers.
Certain arrangements of sounds, of lines, of colours, are agreeable, and
others the reverse, without the degree of the feeling being sufficient to
quicken the pulse or breathing, or to prompt to movements of either the
body or the face. Certain sequences of ideas charm us as much as others
tire us. It is a real intellectual delight to get a problem solved, and a
real intellectual torment to have to leave it unfinished. The first set of
examples, the sounds, lines, and colours, are either bodily sensations, or
the images of such. The second set seem to depend on processes in the
ideational centres exclusively. Taken together, they appear to prove that
there are pleasures and pains inherent in certain forms of nerve-action as
such, wherever that action occur. The case of these feelings we will at
present leave entirely aside, and confine our attention to the more
complicated cases in which a wave of bodily disturbance of some kind
accompanies the perception of the interesting sights or sounds, or the
passage of the exciting train of ideas. Surprise, curiosity, rapture,
fear, anger, lust, greed, and the like, become then the names of the
mental states with which the person is possessed. The bodily disturbances
are said to be the "manifestation" of these several emotions, their
"expression" or "natural language"; and these emotions themselves, being
so strongly characterized both from within and without, may be called the
standard emotions.
Our natural way of thinking about these standard emotions is that the
mental perception of some fact excites the mental affection called the
emotion, and that this latter state of mind gives rise to the bodily
expression. My thesis on the contrary is that the bodily changes follow
directly the PERCEPTION of the exciting
fact, and that our feeling of the [p.190] same changes as they
occur IS the emotion. Common sense says,
we lose our fortune, are sorry and weep; we meet a bear, are frightened
and run; we are insulted by a rival, are angry and strike. The hypothesis
here to be defended says that this order of sequence is incorrect, that
the one mental state is not immediately induced by the other, that the
bodily manifestations must first be interposed between, and that the more
rational statement is that we feel sorry because we cry, angry because we
strike, afraid because we tremble, and not that we cry, strike, or
tremble, because we are sorry, angry, or fearful, as the case may be.
Without the bodily states following on the perception, the latter would be
purely cognitive in form, pale, colourless, destitute of emotional warmth.
We might then see the bear, and judge it best to run, receive the insult
and deem it right to strike, but we could not actually feel afraid
or angry.
Stated in this crude way, the hypothesis is pretty sure to meet with
immediate disbelief. And yet neither many nor far-fetched considerations
are required to mitigate its paradoxical character, and possibly to
produce conviction of its truth.
To begin with, readers of the Journal do not need to be reminded that
the nervous system of every living thing is but a bundle of
predispositions to react in particular ways upon the contact of particular
features of the environment. As surely as the hermit-crab's abdomen
presupposes the existence of empty whelk-shells somewhere to be found,so
surely do the hound's olfactories imply the existence, on the one hand, of
deer's or foxes' feet, and on the other, the tendency to follow up their
tracks. The neural machinery is but a hyphen between determinate
arrangements of matter ourtside the body and determinate impulses to
inhibition or discharge within its organs. When the hen sees a white oval
object on the ground, she cannot leave it; she must keep upon it and
return to it, until at last its transformation into a little mass of
moving chirping down elicits from her machinery an entirely new set of
performances. The love of man for woman, or of the human mother for her
babe, our wrath at snakes and our fear of precipices, may all be described
similarly, as instances of the way in which peculiarly conformed pieces of
the world's furniture will fatally call forth most particular mental and
bodily reactions, in advance of, and often in direct opposition to, the
verdict of our deliberate reason concerning them. The labours of Darwin
and his successors are only just beginning to reveal the universal
parasitism of each creature upon other special things, [p.191] and the way
in which each creature brings the signature of its special relations
stampted on its nervous system with it upon the scene.
Every living creature is in fact a sort of lock, whose wards and
springs presuppose special forms of key, - which keys however are not born
attached to the locks, but are sure to be found in the world near by as
life goes on. And the locks are indifferent to any but their own keys. The
egg fails to fascinate the hound, the bird does not fear the precipice,
the snake waxes not wroth at his kind, the deer cares nothing for the
woman or the human babe. Those who wish for a full development of this
point of view, should read Schneider's Der thierische Wille, - no
other book shows how accurately anticipatory are the actions of animals,
of the specific features of the environment in which they are to live.
Now among these nervous anticipations are of course to be reckoned the
emotions, so far as these may be called forth directly by the perception
of certain facts. In advance of all experience of elephants no child can
but be frightened if he suddenly find one trumpeting and charging upon
him. No woman can see a handsome little naked baby without delight, no man
in the wilderness see a human form in the distance without excitement and
curiosity. I said I should consider these emotions only so far as they
have bodily movements of some sort for their accompaniments. But my first
point is to show that their bodily accompaniments are much more
far-reaching and complicated than we ordinarily suppose.
In the earlier books on Expression, written mostly from the artistic
point of view, the signs of emotion visible from without were the only
ones taken account of. Sir Charles Bell's celebrated Anatomy of
Expression noticed the respiratory changes; and Bain's and Darwin's
treatises went more thoroughly still into the study of the visceral
factors involved,- changes in the functioning of glands and muscles, and
in that of the circulatory apparatus. But not even a Darwin has
exhaustively enumerated all the bodily affections characteristic of
any one of the standard emotions. More and more, as physiology advances,
we begin to discern how almost infinitely numerous and subtle they must
be. The researches of Mosso with the plethysmograph have shown that not
only the heart, but the entire circulatory system, forms a sort of
sounding-board, which every change of our consciousness, however slight,
may make reverberate. Hardly a sensation comes to us without sending waves
of [p.192] alternate constriction and dilatation down the arteries of our
arms. The blood-vessels of the abdomen act reciprocally with those of the
more outward parts. The bladder and bowels, the glands of the mouth,
throat, and skin, and the liver, are known to be affected gravely in
certain severe emotions, and are unquestionably affected transiently when
the emotions are of a lighter sort. That the heart-beats and the rhythm of
breathing play a leading part in all emotions whatsoever, is a matter too
notorious for proof. And what is really equally prominent, but less likely
to be admitted until special attention is drawn to the fact, is the
continuous co-operation of the voluntary muscles in our emotional states.
Even when no change of outward attitude is produced, their inward tension
alters to suit each varying mood, and is felt as a difference of tone or
of strain. In depression the flexors tend to prevail; in elation or
belligerent excitement the extensors take the lead. And the various
permutations and combinations of which these organic activities are
susceptible, make it abstractly possible that no shade of emotion, however
slight, should be without a bodily reverberation as unique, when taken in
its totality, as is the mental mood itself.
The immense number of parts modified in each emotion is what makes it
so difficult for us to reproduce in cold blood the total and integral
expression of any one of them. We may catch the trick with the voluntary
muscles, but fail with the skin, glands, heart, and other viscera. Just as
an artificially imitated sneeze lacks something of the reality, so the
attempt to imitate an emotion in the absence of its normal instigating
cause is apt to be rather "hollow".
The next thing to be noticed is this, that every one of the bodily
changes, whatsoever it be, is felt, acutely or obscurely, the
moment it occurs. If the reader has never paid attention to this matter,
he will be both interested and astonished to learn how many different
local bodily feelings he can detect in himself as characteristic of his
various emotional moods. It would be perhaps too much to expect him to
arrest the tide of any strong gust of passion for the sake of any such
curious analysis as this; but he can observe more tranquil states, and
that may be assumed here to be true of the greater which is shown to be
true of the less. Our whole cubic capacity is sensibly alive; and each
morsel of it contributes its pulsations of feeling, dim or sharp,
pleasant, painful, or dubious, to that sense of personality that every one
of us unfailingly carries with him. It is surprisingly what little items
give accent to these complexes of sensibility.
[p.193] When worried by any slight trouble, one may find that the focus
of one's bodily consciousness is the contraction, often quite
inconsiderable, of the eyes and brows. When momentarily embarrassed, it is
something in the pharynx that compels either a swallow, a clearing of the
throat, or a slight cough; and so on for as many more instances as might
be named. Our concern here being with the general view rather than with
the details, I will not linger to discuss these but, assuming the point
admitted that every change that occurs must be felt, I will pass on.[1]
I now proceed to urge the vital point of my whole theory, which is
this. If we fancy some strong emotion, and then try to abstract from our
consciousness of it all the feelings of its characteristic bodily
symptoms, we find we have nothing left behind, no "mind-stuff" out of
which the emotion can be constituted, and that a cold and neutral state of
intellectual perception is all that remains. It is true, that although
most people, when asked say that their introspection verifies this
statement, some persist in saying theirs does not. Many cannot be made to
understand the question. When you beg them to imagine away every feeling
of laughter and of tendency to laugh from their consciousness of the
ludicrousness of an object, and then to tell you what the feeling of its
ludicrousness would be like, whether it be anything more than the
perception that the object belongs to the class "funny," they persist in
replying that the thing proposed is a physical impossibility, and that
they always must laugh, if they see a funny object. Of course the
task proposed is not the practical one of seeing a ludicrous object and
annihilating one's tendency to laugh. It is the purely speculative one of
subtracting certain elements of feeling from an emotional state supposed
to exist in its fulness, and saying what the residual elements are. I
cannot help thinking that all who rightly apprehend this problem will
agree with the proposition above laid down. What kind of an emotion of
fear would be left, if the feelings [p.194] neither of quickened
heart-beats nor of shallow breathing, neither of trembling lips nor of
weakened limbs, neither of goose-flesh nor of visceral stirrings, were
present, it is quite impossible to think. Can one fancy the state of rage
and picture no ebullition of it in the chest, no flushing of the face, no
dilatation of the nostrils, no clenching of the teeth, no impulse to
vigorous action, but in their stead limp muscles, calm breathing, and a
placid face? The present writer, for one, certainly cannot. The rage is as
completely evaporated as the sensation of its so-called manifestations,
and the only thing that can possibly be supposed to take its place is some
cold-blooded and dispassionate judicial sentence, confined entirely to the
intellectual realm, to the effect that a certain person or persons merit
chastisement for their sins. In like manner of grief: what would it be
without its tears, its sobs, its suffocation of the heart, its pang in the
breast-bone? A feelingless cognition that certain circumstances are
deplorable, and nothing more. Every passion in turn tells the same story.
A purely disembodied human emotion is a nonentity. I do not say that it is
a contradiction in the nature of things, or that pure spirits are
necessarily condemned to cold intellectual lives; but I say that for us,
emotion dissociated from all bodily feeling is inconceivable. The more
closely I scrutinise my states, the more persuaded I become, that whatever
moods, affections, and passions I have, are in very truth constituted by,
and made up of, those bodily changes we ordinarily call their expression
or consequence; and the more it seems to me that if I were to become
corporeally anaesthetic, I should be excluded from the life of the
affections, harsh and tender alike, and drag out an existence of merely
cognitive or intellectual form. Such an existence, although it seems to
have been the ideal of ancient sages, is too apathetic to be keenly sought
after by those born after the revival of the worship of sensibility, a few
generations ago.
But if the emotion is nothing but the feeling of the reflex bodily
effects of what we call its "objects," effects due to the connate
adaptation of the nervous system to that object, we seem immediately faced
by this objection: most of the objects of civilised men's emotions are
things to which it would be preposterous to suppose their nervous systems
connately adapted. Most occasions of shame and many insults are purely
conventional, and vary with the social environment. The same is true of
many matters of dread and of desire, and of many occasions of melancholy
and regret. In these cases, at least, it would seem that the [p.195] ideas
of shame, desire, regret, &c., must first have been attached by education
and association to these conventional objects before the bodily changes
could possibly be awakened. And if in these cases the bodily
changes follow the ideas, instead of giving rise to them, why not then in
all cases?
To discuss thoroughly this objection would carry us deep into the study
of purely intellectual Aesthetics. A few words must here suffice.
We will say nothing of the argument's failure to distinguish between the
idea of an emotion and the emotion itself. We will only recall the
well-known evolutionary principle that when a certain power has once been
fixed in an animal by virtue of its utility in presence of certain
features of the environment, it may turn out to be useful in presence of
other features of the environment that had originally nothing to do with
either producing or preserving it. A nervous tendency to discharge being
once there, all sorts of unforeseen things may pull the trigger and let
loose the effects. That among these things should be conventionalities of
man's contriving is a matter of no psychological consequence whatever. The
most important part of my environment is my fellow-man. The consciousness
of his attitude towards me is the perception that normally unlocks most of
my shames and indignations and fears. The extraordinary sensitiveness of
this consciousness is shown by the bodily modifications wrought in us by
the awareness that our fellow-man is noticing us at all. No one can
walk across the platform at a public meeting with just the same muscular
innervation he uses to walk across his room at home. No one can give a
message to such a meeting without organic excitement. "Stage-fright" is
only the extreme degree of that wholly irrational personal
self-consciousness which every one gets in some measure, as soon as he
feels the eyes of a number of strangers fixed upon him, even though he be
inwardly convinced that their feeling towards him is of no practical
account [2]
. This being so, it is not surprising that the additional persuasion that
my fellow-man's attitude means either well or ill for me, should awaken
stronger emotions still. In primitive societies "Well" may mean handing me
a piece of beef, and "Ill" may mean aiming a blow at my skull. In our
"cultured [p.196] age," "Ill" may mean cutting me in the street, and
"Well," giving me an honorary degree. What the action itself may be is
quite insignificant, so long as I can perceive in it intent or animus.
That is the emotion-arousing perception; and may give rise to as
strong bodily convulsions in me, a civilised man experiencing the
treatment of an artificial society, as in any savage prisoner of war,
learning whether his captors are about to eat him or to make him a member
of their tribe.
But now, this objection disposed of, there arises a more general doubt.
Is there any evidence, it may be asked, for the assumption that particular
perceptions do produce widespread bodily effects by a sort of
immediate physical influence, antecedent to the arousal of an emotion or
emotional idea?
The only possible reply is, that there is most assuredly such evidence.
In listening to poetry, drama, or heroic narrative, we are often surprised
at the cutaneous shiver which like a sudden wave flows over us, and at the
heart-swelling and the lachrymal effusion that unexpectedly catch us at
intervals. In listening to music, the same is even more strikingly true.
If we abruptly see a dark moving form in the woods, our heart stops
beating, and we catch our breath instantly and before any articulate idea
of danger can arise. If our friend goes near to the edge of a precipice,
we get the well-known feeling of "all-overishness," and we shrink back,
although we positively know him to be safe, and have no distinct
imagination of his fall. The writer well remembers his astonishment, when
a boy of seven or eight, at fainting when he saw a horse bled. The blood
was in a bucket, with a stick in it, and, if memory does not deceive him,
he stirred it round and saw it drip from the stick with no feeling save
that of childish curiosity. Suddenly the world grew black before his eyes,
his ears began to buzz, and he knew no more. He had never heard of the
sight of blood producing faintness or sickness, and he had so little
repugnance to it, and so little apprehension of any other sort of danger
from it, that even at that tender age, as he well remembers, he could not
help wondering how the mere physical presence of a pailful of crimson
fluid occasion in him such formidable bodily effects.
Imagine two steel knife-blades with their keen edges crossing each
other at right-angles, and moving too and fro. Our whole nervous
organisation is "on-edge" at the thought; and yet what emotion can be
there except the unpleasant nervous feeling itself, or the dread that more
of it may come?
[p.197] The entire fund and capital of the emotion here is the
senseless bodily effect the blades immediately arouse. This case is
typical of a class: where an ideal emotion seems to precede the bodily
symptoms, it is often nothing but a representation of the symptoms
themselves. One who has already fainted at the sight of blood may witness
the preparations for a surgical operation with uncontrollable
heart-sinking and anxiety. He anticipates certain feelings, and the
anticipation precipitates their arrival. I am told of a case of morbid
terror, of which the subject confessed that what possessed her seemed,
more than anything, to be the fear of fear itself. In the various forms of
what Professor Bain calls "tender emotion," although the appropriate
object must usually be directly contemplated before the emotion can be
aroused, yet sometimes thinking of the symptoms of the emotion itself may
have the same effect. In sentimental natures, the thought of "yearning"
will produce real "yearning". And, not to speak of coarser examples, a
mother's imagination of the caresses she bestows on her child may arouse a
spasm of parental longing.
In such cases as these, we see plainly how the emotion both begins and
ends with what we call its effects or manifestations. It has no mental
status except as either the presented feeling, or the idea, of the
manifestations; which latter thus constitute its entire material, its sum
and substance, and its stock-in-trade. And these cases ought to make us
see how in all cases the feeling of the manifestations may play a much
deeper part in the constitution of the emotion than we are wont to
suppose.
If our theory be true, a necessary corollary of it ought to be that any
voluntary arousal of the so-called manifestations of a special emotion
ought to give us the emotion itself. Of course in the majority of
emotions, this test is inapplicable; for many of the manifestations are in
organs over which we have no volitional control. Still, within the limits
in which it can be verified, experience fully corroborates this test.
Everyone knows how panic is increased by flight, and how the giving way to
the symptoms of grief or anger increases those passions themselves. Each
fit of sobbing makes the sorrow more acute, and calls forth another fit
stronger still, until at last repose only ensues with lassitude and with
the apparent exhaustion of the machinery. In rage, it is notorious how we
"work ourselves up" to a climax by repeated outbreaks of expression.
Refuse to express a passion, and it dies. Count ten before venting your
anger, and it occasion seems ridiculous.
[p.198] Whistling to keep up courage is no mere figure of speech. On
the other hand, sit all day in a moping posture, sigh, and reply to
everything with a dismal voice, and your melancholy lingers. There is no
more valuable precept in moral education than this, as all who have
experience know: if we wish to conquer undesirable emotional tendencies in
ourselves, we must assiduously, and in the first instance cold-bloodedly,
go through the outward motions of those contrary dispositions we
prefer to cultivate. The reward of persistency will infallibly come, in
the fading out of the sullenness or depression, and the advent of real
cheerfulness and kindliness in their stead. Smooth the brow, brighten the
eye, contract the dorsal rather than the ventral aspect of the frame, and
speak in a major key, pass the genial compliment, and your heart must be
frigid indeed if it do not gradually thaw!
The only exception to this are apparent, not real. The great emotional
expressiveness and mobility of certain persons often lead us to say "They
would feel more if they talked less". And in another class of persons, the
explosive energy with which passion manifests itself on critical
occasions, seems correlated with the way in which they bottle it up during
the intervals. But these are only eccentric types of character, and within
each type the law of the last paragraph prevails. The sentimentalist is so
constructed that "gushing" is his or her normal mode of expression.
Putting a stopper on the "gush" will only to a limited extent cause more
"real" activities to take its place; in the main it will simply produce
listlessness. On the other hand the ponderous and bilious "slumbering
volcano," let him repress the expression of his passions as he will, will
find them expire if they get no vent at all; whilst if the rare occasions
multiply which he deems worthy of their outbreak, he will find them grow
in intensity as life proceeds.
I feel persuaded there is no real exception to the law. The formidable
effects of suppressed tears might be mentioned, and the calming results of
speaking out your mind when angry and having done with it. But these are
also but specious wanderings from the rule. Every perceptions must lead to
some nervous result. If this be the normal emotional expression, it
soon expends itself, and in the natural course of things a calm succeeds.
But if the normal issue be blocked from any cause, the currents may under
certain circumstances invade other tracts, and there work different and
worse effects. Thus vengeful brooding may replace a burst of indignation;
a dry heat may consume the [p.199] frame of one who fain would weep, or he
may, as Dante says, turn to stone within; and then tears or a storming-fit
may bring a grateful relief. When we teach children to repress their
emotions, it is not that they may feel more, quite the reverse. It
is that they may think more; for to a certain extent whatever
nerve-currents are diverted from the regions below, must swell the
activity of the thought-tracts of the brain. [3]
The last great argument in favour of the priority of the bodily
symptoms to the felt emotion, is the ease with which we formulate by its
means pathological cases and normal cases under a common scheme. In every
asylum we find examples of absolutely unmotived fear, anger, melancholy,
or conceit; and others of an equally unmotived apathy which persists in
spite of the best of outward reasons why it should give way. In the former
cases we must suppose the nervous machinery to be so "labile" in some one
emotional direction, that almost every stimulus, however inappropriate,
will cause it to upset in that way, and as a consequence to engender the
particular complex of feelings of which the psychic body of the emotion
consists. Thus, to take one special instance, if inability to draw deep
breath, fluttering of the heart, and that peculiar epigastric change felt
as "precordial anxiety," with an irresistible tendency to take a somewhat
crouching attitude and to sit still, and with perhaps other visceral
processes not now known, all spontaneously occur together in a certain
person; his feeling of their combination is the emotion of dread,
and he is the victim of what is known as morbid fear. A friend who has had
occasional attacks of this most distressing of all maladies, tells me that
in his case the whole drama seems to centre about the region of the heart
and respiratory apparatus, that his main effort during the attacks is to
get control of his inspirations and to slow his heart, and that the moment
he attains to breathing deeply and to holding himself erect, the dread,
ipso facto, seems to depart [4]
[p.200] The account given to Brachet by one of his own patients of her
opposite condition, that of emotional insensibility, has been often
quoted, and deserves to be quoted again:-
"I still continue (she says) to suffer constantly ; I have not a moment
of comfort, and no human sensations. Surrounded by all that can render
life happy and agreeable, still to me the faculty of enjoyment and of
feeling is wanting - both have become physical impossibilities. In
everything, even in the most tender caresses of my children, I find only
bitterness. I cover them with kisses, but there is something between their
lips and mine; and this horrid something is between me and all the
enjoyments of life. My existence is incomplete. The functions and acts of
ordinary life, it is true, still remain to me; but in every one of them
there is something wanting-to wit, the feeling which is proper to them,
and the pleasure which follows them…Each of my senses, each part of my
proper self, is as it were separated from me and can no longer afford me
any feeling; this impossibility seems to depend upon a void which I feel
in the front of my head, and to be due to the diminution of the
sensibility over the whole surface of my body, for it seems to me that I
never actually reach the objects which I touch…I feel well enough the
changes of temperature on my skin, but I no longer experience the internal
feeling of the air when I breathe…All this would be a small matter
enough, but for its frightful result, which is that of the impossibility
of any other kind of feeling and of any sort of enjoyment, although I
experience a need and desire of them that render my life an
incomprehensible torture. Every function, every action of my life remains,
but deprived of the feeling that belongs to it, of the enjoyment that
should follow it. My feet are cold, I warm them, but gain no pleasure from
the warmth. I recognise the taste of all I eat, without getting any
pleasure from it….My children are growing handsome and healthy, everyone
tells me so, I see it myself, but the delight, the inward comfort I ought
to feel, I fail to get. Music has lost all charm for me, I used to love it
dearly. My daughter plays very well, but for me it is mere noise. That
lively interest which a year ago made me hear a delicious concert in the
smallest air their fingers played,-that thrill, that general vibration
which made me shed such tender tears,-all that exists no more". [5]
Other victims describe themselves as closed in walls of [p.201] ice or
covered with an india-rubber integument, through which no impression
penetrates to the sealed-up sensibility.
If our hypothesis is true, it makes us realise more deeply than ever
how much our mental life is knit up with our corporeal frame, in the
strictest sense of the term. Rapture, love , ambition, indignation, and
pride, considered as feelings, are fruits of the same soil with the
grossest bodily sensations of pleasure and of pain. But it was said at the
outset that this would be affirmed only of what we then agreed to call the
"standard" emotions; and that those inward sensibilities that appeared
devoid at first sight of bodily results should be left out of our account.
We had better, before closing, say a word or two about these latter
feelings.
They are, the reader will remember, the moral, intellectual, and
aesthetic feelings. Concords of sounds, of colours, of lines, logical
consistencies, teleological fitnesses, affect us with a pleasure that
seems ingrained in the very form of the representation itself, and to
borrow nothing from any reverberation surging up from the parts below the
brain. The Herbartian psychologists have tried to distinguish feelings due
to the form in which ideas may be arranged. A geometrical
demonstration may be as "pretty," and an act of justice as "neat" as a
drawing or a tune, although the prettiness and neatness seem here to be a
pure matter of sensation, and there to have nothing to do with sensation.
We have then, or some of us seem to have, genuinely cerebral forms
of pleasure and displeasure, apparently not agreeing in their mode of
production with the so-called "standard" emotions we have been analysing.
And it is certain that readers whom our reasons have hitherto failed to
convince, will now start up at this admission, and consider that by it we
give up our whole case. Since musical perceptions, since logical ideas,
can immediately arouse a form of emotional feeling, they will say, is it
not more natural to suppose that in the case of the so-called "standard"
emotions, prompted by the presence of objects or the experience of events,
the emotional feeling is equally immediate, and the bodily expression
something that comes later and is added on?
But a sober scrutiny of the cases of pure cerebral emotion gives little
force to this assimilation. Unless in them there actually be coupled with
the intellectual feeling a bodily reverberation of some kind, unless we
actually laugh at the neatness of the mechanical device, thrill at the
justice of the act, or tingle at the perfection of the musical form, our
mental condition is more allied to a judgment of right than [p.202]
to anything else. And such a judgment is rather to be classed among
awarenesses of truth: it is a cognitive act. But as a matter of
fact the intellectual feeling hardly ever does exist thus unaccompanied.
The bodily sounding-board is at work, as careful introspection will show,
far more than we usually suppose. Still, where long familiarity with a
certain class of effects has blunted emotional sensibility thereto as much
as it has sharpened the taste and judgment, we do get the intellectual
emotion, if such it can be called, pure and undefiled. And the dryness of
it, the paleness, the absence of all glow, as it may exist in a thoroughly
expert critic's mind, not only shows us what an altogether different thing
it is from the "standard" emotions we considered first, but makes us
suspect that almost the entire difference lies in the fact that the bodily
sounding-board, vibrating in the one case, is in the other mute. "Not so
very bad" is, in a person of consummate taste, apt to be the highest limit
of approving expression. "Rien ne me choque" is said to have been
Chopin's superlative of praise of new music. A sentimental layman would
feel, and ought to feel, horrified, on being admitted into such a critic's
mind, to see how cold, how thin, how void of human significance, are the
motives for favour or disfavour that there prevail. The capacity to make a
nice spot on the wall will outweigh a picture's whole content; a foolish
trick of words will preserve a poem; an utterly meaningless fitness of
sequence in one musical composition set at naught any amount of
"expressiveness" in another.
I remember seeing an English couple sit for more than an hour on a
piercing February day in the Academy at Venice before the celebrated
"Assumption" by Titian; and when I , after being chased from room to room
by the cold, concluded to get into the sunshine as fast as possible and
let the pictures go, but before leaving drew reverently near to them to
learn with what superior forms of susceptibility they might be endowed,
all I overheard was the woman's voice murmuring : "What a deprecatory
expression her face wears! What a self-abnegation! How unworthy
she feels of the honour she is receiving!" Their honest hearts had been
kept warm all the time by a glow of spurious sentiment that would have
fairly made old Titian sick. Mr. Ruskin somewhere makes the (for him)
terrible admission that religious people as a rule care little for
pictures, and that when they do care for them they generally prefer the
worst ones to the best. Yes! In every art, in every science, there is the
keen perception of certain relations being right or not, [p.203]
and there is the emotional flush and thrill consequent thereupon. And
these are two things, not one. In the former of them it is that experts
and masters are at home. The latter accompaniments are bodily commotions
that they may hardly feel, but that may be experienced in their fulness by
Crétins and Philistines in whom the critical judgment is at its
lowest ebb. The "marvels" of Science, about which so much edifying popular
literature is written, are apt to be "caviare" to the men in the
laboratories. Cognition and emotion are parted even in this last retreat,
- who shall say that their antagonism may not just be one phase of the
world-old struggle known as that between the spirit and the flesh? - a
struggle in which it seems pretty certain that neither party will
definitively drive the other off the field.
To return to our starting point, the physiology of the brain. If we
suppose its cortex t contain centres for the perception of changes in each
special sense-organ, in each portion of the skin, in each muscle, each
joint, and each viscus, and to contain absolutely nothing else, we still
have a scheme perfectly capable of representing the process of the
emotions. An object falls on a sense-organ and is apperceived by the
appropriate cortical centre; or else the latter, excited in some other
way, gives rise to an idea of the same object. Quick as a flash, the
reflex currents pass down through their pre-ordained channels, alter the
condition of muscle, skin and viscus; and these alterations, apperceived
like the original object, in as many specific portions of the cortex,
combine with it in consciousness and transform it from an
object-simply-apprehended into an object-emotionally-felt. No new
principles have to be invoked, nothing is postulated beyond the ordinary
reflex circuit, and the topical centres admitted in one shape or another
by all to exist.
It must be confessed that a crucial test of the truth of the hypothesis
is quite as hard to obtain as its decisive refutation. A case of complete
internal and external corporeal anaesthesia, without motor alteration or
alteration of intelligence except emotional apathy, would afford, if not a
crucial test, at least a strong presumption, in favour of the truth of the
view we have set forth; whilst the persistence of strong emotional feeling
in such a case would completely overthrow our case. Hysterical
anaesthesias seem never to be complete enough to cover the ground.
Complete anaesthesias from organic disease, on the other hand, are
excessibely rare. In the famous case of Remigius Leims, no mention is made
by [p.204] the reporters of his emotional condition, a circumstance which
by itself affords no presumption that it was normal, since as a rule
nothing ever is noticed without a pre-existing question in the
mind. Dr. Georg Winter has recently described a case somewhat similar, [6]
and in reply to a question, kindly writes to me as follows:-"The case has
been for a year and a half entirely removed from my observation. But so
far as I am able to state, the man was characterised by a certain mental
inertia and indolence. He was tranquil, and had on the whole the
temperament of a phlegmatic. He was not irritable, not quarrelsome, went
quietly about his farm-work, and left the care of his business and
housekeeping to other people. In short, he gave one the impression of a
placid countryman, who has no interests beyond his work." Dr. Winter adds
that in studying the case he paid no particular attention to the man's
psychic condition, as this seemed "nebensächlich" to his main
purpose. I should add that the form of my question to Dr. Winter could
give him no clue as to the kind of answer I expected.
Of course, this case proves nothing, but it is to be hoped that
asylum-physicians and nervous specialists may begin methodically to study
the relation between anaesthesia and emotional apathy. If the hypothesis
here suggested is ever to be definitively confirmed or disproved it seems
as if it must be by them, for they alone have the data in their hands.
P.S.- By an unpardonable forgetfulness at the time of despatching my
MS. to the Editor, I ignored the existence of the extraordinary case of
total anaesthesia published by Professor Strümpell in Ziemssen's
Deutsches Archiv für klinische Medicin xxii., 321, of which I had
nevertheless read reports at the time of its publication. [Cf.
first report of the case in Mind X., 263, translated from Pflüger's
Archiv.Ed.] I believe that it constitutes the only remaining case of
the sort in medical literature, so that with is our survey is complete. On
referring to the original, which is important in many connexions, I found
that the patient, a shoemaker's apprentice of 15, entirely anaesthetic,
inside and out, with the exception of one eye and one ear, had shown
shame on the occasion of soiling his bed, and grief, when a
formerly favourite dish was set before him, at the thought that he could
no longer taste its flavour. As Dr. Strümpell seemed however to have paid
no special attention to his psychic states, so far as these are matter for
our theory, I wrote to him in a few words what the essence of the theory
was, and asked him to say whether he felt sure the grief and shame
mentioned were real feelings in the boy's mind, or only the reflex
manifestations provoked by certain perceptions, manifestations that an
outside observer might note, but to which the boy himself might be
insensible.
Dr. Strümpell has sent me a very obliging reply, of which I translate
the most important passage.
"I must indeed confess that I naturally failed to institute with my
Anoesthetiker observations as special as the sense of your theory
would require. Nevertheless I think I can decidedly make the statement,
that he was by no means completely lacking in emotional affections. In
addition to the feelings of grief and shame mentioned in my
paper, I recall distinctly that he showed e.f., anger, and
frequently quarrelled with the hospital attendants. He also manifested
fear lest I should punish him. In short, I do not think that my case
speaks exactly in favour of your theory. On the other hand, I will not
affirm that it positively refutes your theory. For my case was certainly
one of a very centrally conditioned anaesthesia (perception-anaesthesia,
like that of hysterics) and therefore the conduction of outward
impressions may in him have been undisturbed."
I confess that I do not see the relevancy of the last consideration,
and this makes me suspect that my own letter was too briefly or obscurely
expressed to put my correspondent fully in possession of my own thought.
For his reply still makes no explicit reference to anything but the
outward manifestations of emotion in the boy. Is it not at least
conceivable that, just as a stranger, brought into the boy's presence for
the first time, and seeing him eat and drink and satisfy other natural
necessities, would suppose him to have the feelings of hunger, thirst,
&c., until informed by the boy himself that he did all these things with
no feeling at all but that of sight and sound-is it not, I say, at least
possible, that Dr. Strümpell, addressing no direct introspective questions
to his patient, and the patient not being of a class from which one could
expect voluntary revelations of that sort, should have similarly omitted
to discriminate between a feeling and its habitual motor accompaniment,
and erroneously taken the latter as proof that the former was there? Such
a mistake is of course possible, and I must therefore repeat Dr.
Strümpell's own words, that his case does not yet refute my theory. Should
a similar case recur, it ought to be interrogated as to the inward
emotional state that co-existed with the outward expressions of shame,
anger, &c. And if it then turned out that the patient recognised
explicitly the same mood of feeling known under those names in his former
normal state, my theory would of course fall. It is, however, to me
incredible that the patient should have an identical feeling, for
the dropping out of the organic sounding-board would necessarily diminish
its volume in some way. The teacher of Dr. Strümpell's patient found a
mental deficiency in him during his anaesthesia, that may possibly have
been due to the consequences resulting to his general intellectual
vivacity from the subtraction of so important a mass of feelings, even
though they were not the whole of his emotional life. Whoever wishes to
extract from the next case of total anaesthesia the maximum of knowledge
about the emotions, will have to interrogate the patient with some such
notion as that of my article in his mind. We can define the pure psychic
emotions far better by starting from such an hypothesis and modifying it
in the way of restriction and subtraction, than by having no definite
hypothesis at all. Thus will the publication of my article have been
justified, even thought the theory it advocates, rigorously taken, be
erroneous. The best thing I can say for it is, that in writing it, I have
almost persuaded myself it may be true.
Footnotes
[1] Of course the physiological question arises, how are the
changes felt? -after they are produced, by the sensory nerves of
the organs bringing back to the brain a report of the modifications that
have occurred? or before they are produced, by our being conscious
of the outgoing nerve-currents starting on their way downward towards the
parts they are to excite? I believe all the evidence we have to be in
favour of the former alternative. The question is too minute for
discussion here, but I have said something about it in a paper entitled
"The Feeling of Effort," in the Anniversary Memoirs of the Boston
Natural History Society, 1880 (translated in La Critique
Philosophique for that year, and summarised in MIND
XX., 582). See also G.E. Müller's Grundlegung der Psychophysik,
110.
[2] Let it be noted in passing that this personal self-consciousness
seems an altogether bodily affair, largely a consciousness of our
attitude, and that, like other emotions, it reacts on its physical
condition, and leads to modifications of the attitude,-to a certain
rigidity in most men, but in children to a regular twisting and squirming
fit, and in women to various gracefully shy poses.
[3] This is the opposite of what happens in injuries to the brain,
whether from outward violence, inward rupture or tumor, or mere starvation
from disease. The cortical permeability seems reduced, so that excitement,
instead of propagating itself laterally through the ideational channels as
before, tends to take the downward track into the organs of the body. The
consequences is that we have tears, laughter, and temper-fits, on the most
insignificant provocation, accompanying a proportional feebleness in
logical thought and the power of volitional attention and decision.
[4] It must be confessed that there are cases of morbid fear in which
objectively the heart is not much perturbed. These however fail to prove
anything against our theory, for it is of course possible that the
cortical centres normally percipient of dread as a complex of cardiac and
other organic sensations due to real bodily change, should become
primarily excited in brain-disease, and give rise to an hallucination
of the changes being there,-an hallucination of dread, consequently,
coexistent with a comparatively calm pulse, &c. I say it is possible, for
I am ignorant of observations which might test the fact. Trance, ecstasy,
&c., offer analogous examples,-not to speak of ordinary dreaming. Under
all these conditions one may have the liveliest subjective feelings,
either of eye or ear, or of the more visceral and emotional sort, as a
result of pure nerve-central activity, with complete peripheral repose.
Whether the subjective strength of the feeling be due in these cases to
the actual energy of the central disturbance, or merely to the narrowing
of the field of consciousness, need not concern us. In the asylum cases of
melancholy, there is usually a narrowing of the field.
[5] Quoted by Semal: De la Sensibilité générale dans les Affections
mélancoliques, Paris, 1876, pp. 130-135.
[6] "Ein Fall von allgemeiner Anaesthesie," Inaugural-Dissertation.
Heidelberg, Winter, 1882. |